Outsourced Compliance

For our clients in Switzerland we are now able to provide a number of services depending upon which set of rules the company is subject to:

  • Outsourced compliance services, from fully outsourced compliance for FINMA regulated entities to providing deputies for the function or holiday cover;
  • Regular compliance reviews and reports to management;
  • Raising awareness, design and deliver training;
  • Advice on and help with completing the application for FINMA, FCA, SEC and self regulatory body registrations;
  • International regulatory and remedial projects;
  • Money laundering officer services as well as AML health checks and reports; and
  • Advice on best practice controls and procedures.

 

We can assist with all aspects of regulation and compliance, ranging from guiding a firm through its statutory authorisation, assisting a regulated firm through the establishment of procedures or manuals through to construction and implementation of the optimal compliance culture and processes. 

With the collaboration of our strategic partner, Kinetic Partners, we prepare firms for global regulatory change and are particularly well placed to guide firms, whether FINMA regulated or not, through the changes caused by the EU AIFM Directive and the changes to US legislation. 

How you will benefit:

Peace of mind of having expert staff on call. The service can be tailored from short consulting projects to becoming a fully outsourced provider. 

For further information on how you can benefit please contact us at: info@amaudit