Internal Audit

We can also act as internal auditors for entities regulated by the FINMA.

  • Based on a risk analysis, we developp a multi-annual audit plan to cover the main operational processes, key risks identified and specific demands of the Audit Committee ;
  • We then conduct our audit missions during the year according to the approved time schedule. During our missions, we assess the internal controls and the compliance with the internal procedures & policies and with the regulatory framework ;
  • Our findings and conclusions are presented in written reports which aim at providing useful recommendations to Management and the Board of Directors ;
  • To ensure a sound and constructive dialog, we attend the regular Audit Committees to present our reports and key findings.

 

Our internal audit work is conducted in accordance with the FINMA requirements based on the standards promulgated by the Swiss Institute of Internal Auditing Switzerland (IIAS).

Do not hesitate to contact us at info@amaudit.ch